0000903423-13-000069.txt : 20130213 0000903423-13-000069.hdr.sgml : 20130213 20130213130433 ACCESSION NUMBER: 0000903423-13-000069 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20130213 DATE AS OF CHANGE: 20130213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALST Casino Holdco, LLC CENTRAL INDEX KEY: 0001527705 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 452487922 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86660 FILM NUMBER: 13601492 BUSINESS ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 302-636-5401 MAIL ADDRESS: STREET 1: 2711 CENTERVILLE ROAD, SUITE 400 CITY: WILMINGTON STATE: DE ZIP: 19808 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT AGRICOLE S A CENTRAL INDEX KEY: 0001191672 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 12, PLACE DES ETATS-UNIS CITY: MONTROUGE CEDEX STATE: I0 ZIP: 92127 BUSINESS PHONE: 33 1 43 23 52 02 MAIL ADDRESS: STREET 1: 12, PLACE DES ETATS-UNIS CITY: MONTROUGE CEDEX STATE: I0 ZIP: 92127 SC 13G 1 alst-13g_021313.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. )*

ALST Casino Holdco, LLC
(Name of Issuer)
 
Common Units
(Title of Class of Securities)
 
Not Applicable
(CUSIP Number)
 
December 31, 2012
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
      x     Rule 13d-1(b)
       o     Rule 13d-1(c)
       o     Rule 13d-1(d)
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
 

 
 
CUSIP No.  Not Applicable
 
1.
Name of Reporting Person
Crédit Agricole S.A.
2.
Check the Appropriate Box if a Member of a Group 
(a) o
(b) o
3.
SEC Use Only
4.
Citizenship or Place of Organization
Republic of France
Number of shares
beneficially owned
by each reporting
person with
5.
Sole Voting Power
-0-
6.
Shared Voting Power
 25,095
7.
Sole Dispositive Power
-0-
8.
Shared Dispositive Power
 25,095
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 25,095
10.
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)                          o
11.
Percent of Class Represented by Amount in Row (9)
5.81%
12.
Type of Reporting Person (See Instructions)
FI

 
 

 
 
CUSIP No.  Not Applicable
 
1.
Name of Reporting Person
Crédit Agricole Corporate and Investment Bank
2.
Check the Appropriate Box if a Member of a Group 
(a) o
(b)
3.
SEC Use Only
4.
Citizenship or Place of Organization
Republic of France
Number of shares
beneficially owned
by each reporting
person with
5.
Sole Voting Power
-0-
6.
Shared Voting Power
 25,095
7.
Sole Dispositive Power
-0-
8.
Shared Dispositive Power
 25,095
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 25,095
10.
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)                          o
11.
Percent of Class Represented by Amount in Row (9)
5.81%
12.
Type of Reporting Person (See Instructions)
FI

 
 

 
 
CUSIP No.  Not Applicable
 
1.
Name of Reporting Person
 Crédit Agricole GlobalPartners, Inc.
2.
Check the Appropriate Box if a Member of a Group 
(a) o
(b) o
3.
SEC Use Only
4.
Citizenship or Place of Organization
Republic of France
Number of shares
beneficially owned
by each reporting
person with
5.
Sole Voting Power
-0-
6.
Shared Voting Power
 25,095
7.
Sole Dispositive Power
-0-
8.
Shared Dispositive Power
 25,095
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 25,095
10.
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)                          o
11.
Percent of Class Represented by Amount in Row (9)
5.81%
12.
Type of Reporting Person (See Instructions)
FI
 
 
 

 
 
CUSIP No.  Not Applicable
 
1.
Name of Reporting Person
Crédit Agricole Leasing (USA) Corp..
2.
Check the Appropriate Box if a Member of a Group 
(a) o
(b) o
3.
SEC Use Only
4.
Citizenship or Place of Organization
Republic of France
Number of shares
beneficially owned
by each reporting
person with
5.
Sole Voting Power
-0-
6.
Shared Voting Power
 25,095
7.
Sole Dispositive Power
-0-
8.
Shared Dispositive Power
 25,095
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 25,095
10.
Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)                          o
11.
Percent of Class Represented by Amount in Row (9)
5.81%
12.
Type of Reporting Person (See Instructions)
FI
 
 
 

 
 
CUSIP No.  Not Applicable
 
STATEMENT ON SCHEDULE 13G

As provided in the Joint Filing Agreement filed as Exhibit 1 to this Statement on Schedule 13G, each of the persons listed below under Item 2, have agreed to the filing of one statement on their behalf by Crédit Agricole S.A. with respect to their ownership of Common Units of ALST Casino Holdco, LLC.  Crédit Agricole S.A. holds 97.33% of the shares of Crédit Agricole Corporate and Investment Bank (“CACIB”).  Crédit Agricole GlobalPartners, Inc. is a wholly owned subsidiary of CACIB. Crédit Agricole Leasing (USA) Corp. is a wholly owned subsidiary of Crédit Agricole GlobalPartners, Inc.
 
Item 1.

(a)           Name of Issuer:
 
ALST Casino Holdco, LLC
 
 (b)           Address of Issuer’s Principal Executive Offices:
 
2711 Centerville Road,
Suite 400
Wilmington, DE 19808

Item 2.

(a)           Name of Person Filing:

Crédit Agricole S.A.
Crédit Agricole Corporate and Investment Bank
Crédit Agricole GlobalPartners, Inc.
Crédit Agricole Leasing (USA) Corp.


(b)           Address of Principal Business Office or, if None, Residence:
 
Crédit Agricole S.A. has its registered office at:

12 Place des Etats-Unis
92127 Montrouge Cedex, France

Crédit Agricole Corporate and Investment Bank has its registered office at:

9, quai du Président Paul Doumer
92920 Paris – La Défense, France

The address of Crédit Agricole GlobalPartners, Inc. is:

1301 Avenue of the Americas
New York, New York 10019

The address of Crédit Agricole Leasing (USA) Corp. is:

1301 Avenue of the Americas
New York, New York 10019

 
 

 
 
CUSIP No.  Not Applicable
 

(c)           Citizenship:
 
See Item 4 of each cover page.
 
(d)           Title of Class of Securities:
 
Common Units
 
(e)           CUSIP Number:
 
Not Applicable
 

Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)   o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)   o
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)   o
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)   o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a–8);
(e)   o An investment adviser in accordance with §240.13d–1(b)(1)(ii)(E);
(f)   o An employee benefit plan or endowment fund in accordance with §240.13d–1(b)(1)(ii)(F);
(g)   o A parent holding company or control person in accordance with §240.13d–1(b)(1)(ii)(G);
(h)   o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)   o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a–3);
(j)   x A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
(k)   o Group, in accordance with §240.13d–1(b)(1)(ii)(K).
 
If filing as a non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J), please specify the type of institution:

Crédit Agricole S.A. is a French bank organized under the laws of France as a société anonyme.
 
Crédit Agricole Corporate and Investment Bank is a French bank organized under the laws of France as a société anonyme.
 
Crédit Agricole GlobalPartners, Inc. is a Delaware corporation.
 
Crédit Agricole Leasing (USA) Corp. is a Delaware corporation.
 
 
 

 
 
CUSIP No.Not Applicable
 
Item 4.                Ownership
 
(a) Amount Beneficially Owned: See Item 9 of each cover page.
 
(b) Percent of Class: See Item 11 of each cover page.
 
(c) Number of shares as to which the person has:
 
(i) Sole power to vote or to direct the vote:
 
See Item 5 of each cover page.
 
(ii) Shared power to vote or to direct the vote:
 
See Item 6 of each cover page.
 
(iii) Sole power to dispose or to direct the disposition of:
 
See Item 7 of each cover page.
 
(iv) Shared power to dispose or to direct the disposition of:
 
See Item 8 of each cover page.
 

 
Item 5.                   Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .
 
Item 6.                   Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not applicable.
 
Item 8.                    Identification and Classification of Members of the Group.
 
Not applicable.
 
Item 9.                    Notice of Dissolution of Group
 
Not applicable.
 
 
 

 
 
CUSIP No.  Not Applicable
 
Item 10.                  Certification
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to a French bank is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institutions. I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D.

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated February 12, 2013
 
 
CREDIT AGRICOLE S.A.
 
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
 
CREDIT AGRICOLE GLOBALPARTNERS, INC.
 
CREDIT AGRICOLE LEASING (USA) CORP.
 
   
 
By:
/s/ Olivier Guilhamon                             
Name: Olivier Guilhamon
Title: Head of Group Compliance, Crédit Agricole S.A.
   
   
 
 
 
 
 
 
 
 

 
 
CUSIP No.  Not Applicable
 
EXHIBITS
 
 
Exhibit
Number
Title
      1
Joint Filing Agreement

 
EX-1 2 alst-13gex1_021313.htm Unassociated Document
 
EXHIBIT 1

 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them by Credit Agricole S.A. of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Units of ALST Casino Holdco, LLC and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filing.  In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement as of February 12, 2013.
 
 
CREDIT AGRICOLE S.A.
 
By:
/s/ Olivier Guilhamon                                                       
Name: Olivier Guilhamon
Title: Head of Group Compliance, Crédit Agricole S.A.

 
 
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
 
 
By:
/s/ Catherine Duvaud                                                      
Name: Catherine Duvaud
Title: Head of Compliance

 
 
CREDIT AGRICOLE GLOBALPARTNERS, INC.
 
 
By:
/s/ Olivier Chazareiz                                                      
Name: Olivier Chazareiz
Title: Vice President
 
 
 
CREDIT AGRICOLE LEASING (USA) CORP.
 
 
By:
/s/ Alan Sidrane                                                           
Name: Alan Sidrane
Title: Vice President